BSA Compliance Problems?
We Can Help!
Tom Fleming & Associates, LLC
Bank Secrecy Act/Anti-Money Laundering Compliance Consultants
Compliance with the Bank Secrecy Act and related anti-money laundering initiative requirements is more important than ever. The risk of non-compliance could be extremely detrimental to your financial institution.
Successful and effective BSA/AML compliance starts with corporate buy-in. Without appropriate backing from senior officials your financial institution is at risk for non-compliance that could result in enforcement actions by regulators that could include civil and criminal penalties and sanctions, notwithstanding the associated reputation risk. Personal liability for institutional compliance is likely to come under heavy scrutiny in the future. Will your institution and its responsible personnel be prepared?
Tom Fleming & Associates, LLC can help protect your institution!
If you have any comments or questions, please feel free to contact us.