Tom Fleming & Associates, LLC is focused on providing high-quality service
and customer satisfaction - we are here to help you achieve compliance with the
Bank Secrecy Act and Anti-Money Laundering initiatives and we will do
everything we can to help you accomplish your goals.
BSA compliance responsibilities start at the top. Whether it’s a Board of
Directors, a Managing Director or Officer, Senior Manager or a small business
owner, understanding compliance obligations and supporting compliance program
objectives could mean the difference between a violation free examination and
formal enforcement actions and loss of reputation.
Tom Fleming & Associates, LLC has expertise in recognizing compliance
deficiencies, corrective action, regulatory expectations of federal and state
regulatory agencies, and methods to help you stay in compliance. Our knowledge
of the regulatory requirements for all financial institutions subject to the
BSA is exceptional.
Effective compliance is of the utmost importance to you, your institution
and national security. We are committed to helping you in that endeavor.
Tom Fleming & Associates, LLC is
located in Fort Lauderdale, Florida.
We can be contacted at:
P.O. Box 190425, Fort Lauderdale, FL 33319